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Skip to main content Toggle navigation Search form Search Americas Europe Toggle navigation Services Regulatory Compliance Investment Adviser Mock SEC Exam Services Hedge Funds Private Markets Investment Company Compliance Solutions for Investment Companies Business Development Companies Exchange-Traded Funds Liquidity Risk Management Program Resources Compliance Support Solutions Electronic Communications Reviews Expert Network Consultation Chaperoning Marketing and Advertising Reviews Regulatory Filings Review Services Secondment and Compliance Staffing Solutions Social Media Surveillance Service Broker-Dealer Municipal Advisor Digital Advisers Cryptocurrency Advisers CFTC/NFA Member Services FCA Authorization SFC's Fund Manager Code of Conduct Regulatory Compliance Team Cybersecurity, Privacy & Risk Performance Services GIPS Compliance Services 2020 GIPS Standards Performance Solutions Thought Leadership ACA Performance Team AML and Financial Crime Bank Asset Management Technology Regulatory Technology ComplianceAlpha Employee Compliance Compliance Management Marketing Review Trade Surveillance Cybersecurity Solution ACA Regulatory Reporting Case Studies ACA Technology Team Request a Demo Mirabella Conferences, Training & Events ACA Conferences Events Webcasts Education & Training On Demand Webcasts Insights, Alerts & Resources Blog Alerts Archive ACA Insight Company About News Office Locations Careers CONTACT ACA Compliance Group's Spring 2020 Compliance & Performance Conference The Westin Savannah Harbor Golf Resort & Spa | May 6-8 | Savannah, GA Learn More ACA Compliance Group (ACA) is a leading global provider of governance, risk, and compliance advisory services and technology solutions. We partner with our financial services clients to help them mitigate the regulatory, operational, and reputational risks associated with their business functions. Our clients include leading investment and asset managers, hedge funds, private markets, real estate managers, wealth managers, broker-dealers, proprietary traders as well as domestic and international banks. How We Help Consulting Services Partner with our professionals to make decisions with confidence . Learn More Managed Services Get more done while easing the burden of day-to-day tasks. Learn More Technology Increase efficiency and streamline processes.​​​​​​ Learn More Education & Training Stay informed and ahead of the competitive curve. Learn More Our Expertise Regulatory Compliance Learn More Cybersecurity, Privacy, and Risk Learn More Regulatory Technology Learn More GIPS ® Compliance Verification Learn More AML & Financial Crimes Learn More Financial and Regulatory Reporting Services Learn More Regulatory Hosting with Mirabella Learn More Trusted By 89% of the top 100 hedge fund managers (as noted in the Q1 2019 edition of Hedge Fund Alert) 79% of the top 100 private equity funds (as noted in the May 2019 PEI 300) 83% of America's top 100 money managers (as noted in 2018 by Institutional Investor) 53% largest market share of GIPS-verified firms (P&I's Top 100 list) SOLUTION SPOTLIGHT ComplianceAlpha 2.0 ComplianceAlpha ® 2.0 is our next-generation RegTech platform that helps global financial services firms of all sizes to strengthen and streamline risk and compliance management across the enterprise from a single platform. ComplianceAlpha helps firms: automate manual tasks identify risk through enhanced surveillance capabilities derive deeper insights through connected data simplify the submission of requests and disclosures for employees scale alongside regulators' changing requirements and technological advances free up valuable time for more strategic, higher-value tasks Learn More Request a Demo Insights & Alerts February 14, 2020 Managing Expanding Compliance Expectations With Limited Resources February 13, 2020 Summary of FINRA's Regulatory Actions in 2019 February 10, 2020 Key Takeaways for Buy-Side Firms from 1LoD’s 2020 Surveillance Benchmarking Survey & Report February 7, 2020 OCIE 2020 Examinations Priorities Letter for Broker-Dealers February 6, 2020 First Test of Liquidity Risk Management February 5, 2020 M&A Due Diligence Challenges: Transition Management February 4, 2020 FINRA 2020 Risk Monitoring and Examination Priorities February 3, 2020 7 Tips to Avoid Identity Theft During the 2020 Tax Season January 30, 2020 Regulatory Update for CPOs and CTAs More from the blog News February 12, 2020 ACA Compliance Group Adds Insider Trading and Market Abuse Surveillance for Personal Trading Data in ComplianceAlpha February 11, 2020 ACA Named Best Cybersecurity Provider and Best RegTech Solution by the 2020 HFM US Technology Awards January 14, 2020 Shvetank Shah joins ACA Compliance Group as Chief Executive Officer December 11, 2019 ACA Aponix Named Due Diligence Firm of the Year by M&A Advisor’s 14th Annual Turnaround Awards More news Events Webcast February 20, 2020 Performance Challenges and Solutions for OCIOs Webcast February 25, 2020 Preparing for Regulation Best Interest Compliance Webcast March 10, 2020 FINRA Hot Topics 2020 More events Want to learn more about ACA Compliance Group? Contact Us Company About Us ACA Compliance (Europe) News Locations Careers Job Opportunities ACA Products & Solutions Compliance Services Cybersecurity & Risk Technology Solutions Performance Services Events Event Calendar Webcasts Conferences Subscribe Sign up today for ACA news, alerts, and events. Subscribe Social Media © 2017-2020 ACA Compliance Group Holdings, LLC. All rights reserved. ACA Europe | ACA Insight | Infosec | Privacy | GDPR Notice | Terms of Use | Modern Slavery | Sitemap CFA Institute does not endorse, promote or warrant the accuracy or quality of ACA Compliance Group. GIPS® is a registered trademark owned by CFA Institute....